The Second Year: Preparing for the Qualifying Exam
The information outlined below is not all-inclusive. Please familiarize yourself with all of the requirements as outlined in the Student Handbook.
The Qualifying Exam (QE)
Purpose
The Qualifying Examination (QE) assesses the student’s preparedness for doctoral research. The QE is designed to allow the student to demonstrate, in written and oral communication, that they have acquired the skills necessary to generate a testable hypothesis in their field of study, design experiments to test this hypothesis, as well as to critically analyze experimental data associated with these experiments.
COVID-19 Accommodations
Qualifying Exams may be held on-site in-person, in hybrid format, or remotely via Zoom.
The student and the QEC members decide individually whether they will be present by Zoom for the Specific Aims and for the proposal defense meetings. Qualifying Exam meetings must be held in rooms that are enabled for HyFlex participation if the student or any member of the committee wishes to participate remotely. This must be established ahead of time for planning purposes. The General Examiner will ensure that the preference of the student and each member is established and honored.
Qualifying Exam Steps
The QE is conducted in three parts:
- Specific aims meeting
- Creation and submission of a written proposal
- Oral examination
Population Health Sciences students have additional requirements. Please refer to the PHS website for information. MSCI students do not have a Qualifying Examination.
QE Timeline
- QE Committee should be formed and approved by the Program Director and the Dean or their Designee by January 31.
- The Specific Aims page is due to the committee 1 week before the Specific Aims meeting.
- The Specific Aims meeting must be held by March 15.
- The written proposal is due to the committee 4 weeks after successful completion of the Specific Aims meeting.
- The oral exam must be completed by May 1 and must be no more than 7 weeks after the Specific Aims meeting.
- The QE committee determines the timeline for completion if revision or retest is required. If more than four weeks are granted for revision or a retest, the decision must be justified in writing, and the Associate Dean for Academic Affairs must be notified.
- Any exceptions to the overall timeline must be communicated to and approved by the Dean or his/her Designee.
Only the student and the QEC are present for the Specific Aims Meeting.
Selection of QE Committee Members
Timeline
QE Committee should be formed, and approved by the Program Director and the Dean by January 31.
Administrative Requirement
Student initiates Qualifying Exam Committee Selection Form (GSBS03) which automatically circulates to all required signers after the student completes their portion
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Membership
The committee consists of four members. Three members are chosen by the graduate program, or, if permitted by the graduate program, are chosen by the student and advisor, and subsequently approved by the graduate program. The fourth member is the General Examiner, appointed by the Dean or his/her designee.
QE Committee Membership Requirements
The Thesis Advisor is not a member of the Qualifying Exam Committee (QEC).
All members of the Qualifying Exam Committee (QEC) must be primary members of the Morningside Graduate School of Biomedical Sciences faculty. Affiliate Faculty are not permitted to serve on a QEC. No QEC member can be the current or former spouse or a relative of the student or the dissertation advisor.
The QE committee Chair and the GE must be a tenured Associate Professor or Professor. Neither the Chair nor the GE may be co-advisor, co-author, or have or have had any collaborations of any kind with the student. Any collaborations between other members of the QE committee and the student must be declared at the time of committee selection.
The final QE committee selection, including the Chair, will be approved by the student’s program director and the Dean. No portion of the QE may proceed without approval of the QE committee by the Dean.
Specific Aims Meeting
Timeline
- The Specific Aims page is due to the committee 1 week before the Specific Aims meeting.
- The Specific Aims meeting must be held by March 15.
Administrative Requirements
- Student schedules Specific Aims meeting and enters date in Canvas immediately
- Thesis Advisor provides a letter to the Committee (Morningside Graduate School of Biomedical Sciences Office initiates request)
- Student initiates Specific Aims Outcome Form (GSBS72)
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Meeting Guidelines
No Specific Aims meeting will proceed in the absence of any member of the QE committee. If a member of the Committee cannot be present, the Specific Aims meeting must be rescheduled.
During the Specific Aims meeting, the student will articulate the hypothesis or question to be investigated and the rationale for undertaking these studies. General approaches will also be discussed so that the committee can evaluate the feasibility of the proposed Aims. During this meeting, the committee may suggest revisions to the Aims, including the removal or substitutions for Aims more suitable for testing the student’s competency during the subsequent exam.
This meeting also provides an opportunity for faculty to communicate areas of investigation or concerns that the student should expect to address during the formal exam. The primary purpose of the Aims meeting is to help the student prepare for the subsequent exam.
Specific Aims Format
- The student will prepare a 1-page Specific Aims page (single spaced; 11 pt NIH-approved font (e.g., Arial); 0.5” margins). References are optional, but if included must be on a separate page.
- A student who has previously submitted an NIH F31 or grant application of similar length with substantial input from their thesis advisor is expected to develop at least one Aim not contained within the jointly developed application.
- Previously submitted grants must be disclosed and submitted to the QE committee prior to the Specific Aims meeting.
- The meeting must not exceed one hour in duration unless discussion of revisions requires additional time.
- The student must prepare a brief overview of the Specific Aims that does not exceed five minutes and ten slides. The student will be allowed to present this overview uninterrupted for five minutes at the beginning of the exam. The overview will introduce the background and rationale for the Specific Aims and will provide a brief outline of each Aim. Additional slides can be prepared to provide visual aids that facilitate further discussion. Experimental details or preliminary data will not be presented. Students should expect to be engaged in discussion and to address questions throughout the rest of the meeting.
- Transcript and letter from the thesis advisor (supporting the student’s candidacy) will be reviewed by the committee at this time.
- The thesis advisor can have input on the Specific Aims before this meeting.
- Only QEC members and the student are present.
- The outcome of the meeting, including details of any substantial revisions to the Specific Aims, must be communicated to the student in writing by the QE Chair.
Specific Aims Meeting Outcomes
- The Specific Aims are approved, and the student may begin preparing the full proposal.
- The Specific Aims are acceptable with minor revisions as described on the Specific Aims outcome form (GSBS72). Subsequent QEC review and approval is not required.
- The Specific Aims must be revised according to committee recommendations. Revisions must be submitted by email to committee members within one week. The Chair, in consultation with the rest of the QEC, will communicate approval of the revised Aims or requests for additional revision within the subsequent week.
- The committee may call an additional Specific Aims meeting at their discretion if extensive revision of the original Specific Aims is warranted. If an additional Specific Aims meeting is required, the QEC will inform the student at or prior to scheduling whether the overview presentation is expected or whether a shorter overview or no overview is expected.
Only two revisions are permitted. After the second revision, the student proceeds to the Proposal stage.
The student will initiate the Specific Aims outcome form (GSBS72) prior to the meeting. If the outcome is substantial revisions or hold a second meeting, the student will initiate a second Specific Aims outcome form (GSBS72) after the aims have been approved.
Qualifying Proposal and Examination
Timeline
- The written proposal is due to the committee 4 weeks after successful completion of the Specific Aims meeting.
- The oral exam must be completed by May 1 and must be 5-7 weeks after the Specific Aims meeting.
- The QE committee determines the timeline for completion if revision or retest is required. If more than four weeks are granted for revision or a retest, the Associate Dean for Academic Affairs must be notified.
- Any exceptions to the overall timeline must be communicated to and approved by the Dean or his/her Designee.
Administrative Requirements
- Student schedules Qualifying Exam and enters date in Canvas immediately
- General Examiner initiates and completes the General Examiner Checklist (GSBS69)
Preview GSBS69 | Initiate GSBS69 in DocuSign - Student initiates the Qualifying Exam Outcome Form (GSBS04) which automatically circulate to all signers after GE completes their portion
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Qualifying Exam Format
- The written exam must be in F31 (F30 for MD/PhD students) format: 1-page specific aims (single spaced), 6-page (single spaced, NIH-approved font, 0.5-inch margins) proposal, inclusive of figures but not references.
- The exam room must be scheduled for a 2-hour time period. The examination will last up to 90 minutes. The GE will monitor time. Up to 15 minutes may be used by the faculty prior to the start of the exam. At least 15 minutes will be reserved after the conclusion of the exam for the faculty to determine the outcome.
- The thesis advisor may not be present at the QE exam.
- The student must prepare a brief overview of their entire proposal that does not exceed five minutes and ten slides. The student will be allowed to present this overview uninterrupted for five minutes at the beginning of the exam. Additional slides can be prepared to provide visual aids that facilitate further discussion during the exam.
No QE will proceed in the absence of any member of the QE committee. If a member of the Committee cannot be present, the QE must be rescheduled.
Qualifying Exam Outcomes
Pass: The proposal and exam performance meet or exceed expectations, and the student displayed proficiency in all exam competencies. This outcome requires that at least three QE committee members vote to pass the student.
Not Passed – Revise: The student is required to revise the QE Proposal and may not enter into doctoral thesis research until the revisions have been approved by the committee. The QEC sets the timeline for completion of revisions. If the timeline exceeds four weeks, the QE Chair will advise the Associate Dean for Academic Affairs in writing. Revisions are not complete until all members of the committee approve.
Not Passed – Retest: The student must retest as they did not display proficiency in exam competencies and may not enter doctoral thesis research until passing the retest. At the direction of the QE committee, this may require that some or all of the proposal be re-written. The QE committee sets the timeline for completion of revisions and the retest. If the timeline for revisions and/or retest exceeds four weeks, the Committee Chair will provide written justification for the request to the Associate Dean for Academic Affairs. Prior to or at the time of the retest scheduling, the QE committee will inform the student whether the 10-minute overview presentation of the proposal is expected or whether a shorter overview or no overview is expected.
Fail: The student does not meet the specified objectives of the QE upon a retake. A student fails if more than one member of the committee votes for failure. Failure of the QE will result in review by the Academic Standards Committee and may result in withdrawal of the student from the Morningside Graduate School of Biomedical Sciences.
In all cases, the student will initiate the Qualifying Exam outcome form (GSBS04).